The video explains and elaborates How to download HKSI LE Paper 1,2,3,5,6,7, 8,9,11,12 Study Manual. When I took it I used Kaplan’s online study guide. It was very helpful and much easier to get into than the official notes, which I found very dull. Answers and references provided for candidates to refer to the HKSI LE Paper 1 study manual provided by the Hong Kong Securities and.

Author: Dishakar Yoktilar
Country: Bermuda
Language: English (Spanish)
Genre: Science
Published (Last): 13 May 2009
Pages: 441
PDF File Size: 13.90 Mb
ePub File Size: 1.39 Mb
ISBN: 974-5-70167-704-2
Downloads: 18352
Price: Free* [*Free Regsitration Required]
Uploader: Vora

Local employment opportunities for unskilled local IV. Meet demands for investment Topic 1 II. Provide margin financing and accomodation on securities trading Hot III. QIDC Mr Chan provides a loan to his sister in law and charges interests that’s far lower than the benchmark lending Answer rate at banks. Attacks on the local currency by international operators.

Questions are classified and ranked by chapters for higher efficiency learning. C Maintain the stability of the Hong Kong Dollar. Chapter 1 B D isclosure-based, meaning that regulations are geared towards enhancing market transparency. The government impose direct control on the industries III.

Topic B T he lowest risk areas of the markets are given more regulatory attention. Conducting stock borrowing and lending transactions.


HKSI Paper 1, 7, 8, 9 Practice Questions – PassHKSI

Chapter 1 Section Which system or philosophy of regulations is adopted by the SFC to regulate securities and futures markets? Answer A By ensuring that the regulations they apply are necessary for the proper supervision of the financial markets Hot in Hong Kong and maintains Hong Kong’s position as a leading financial centre.

A consolidation of a number of ordinances regulating the securities and futures industries. Section D Regulations are focused on logistics operations of the markets.

Just passed the exam today! Chapter 1 D Take measures that can enhance international and local confidence in the financial markets of Hong Kong.

QID B B The regulatory body has a system of checks and balances to ensure the manul of the stakeholders are not Answer violated. Maintain currency stability Topic 1 III.

Nice and easy way to study for the exam. View in Fullscreen Report. Employment opportunities for expatriates Section 1 IV.

Read the Text Version.

Your web-based modules are very helpful. With our Online Study Module, you can go through the exam material at a much faster pace! Should you need to buy this product, please visit www.

How to download HKSI LE Paper 1,2,3,5,6,7,8,9,11,12 Study Manual?

We have users from the following firms and many more: Hot 1 A Enhance international and local confidence in the financial markets of Hong Kong. Hot 1 A Merit-Based, meaning that the regulations are designed to diminish and eliminate unfavourable investment Topic products or schemes.


Employment opportunities for professional locals in overseas III. Our site works on Android tablets and iPads too! Create your own flipbook. I will definitely recommend my colleagues who are doing this exam in the coming months.

HKSI LE Paper 1 Pass Paper Question Bank (QB)

Questions in this site are designed by finance professionals who apper passed the exam. Password Forgot your password. D F ree-Based, meaning that the regulations are designed to provide the greatest freedom to investors investing Answer C Hot in Hong Kong.

Chapter 1 Section 16 B The Government can intervene if there are volatile fluctuations in the securuties markets.

You are my private tutor for the exam. Subscribers can access the old and new sets of questions until 1 June Comprised of over questions, adhering to examination format. Chapter A C Regulations are focused on front-line operations sfudy the markets. Hot 11 A The highest risk areas of the markets are given more regulatory attention.